Sean Patrick Mcgovern

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Cherry Hill, NJ
• 08/2023 → Present
  Osaic Wealth, Inc
  Cherry Hill, NJ
• 06/1998 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 06/1998 → 11/2018
  John Hancock Mutual Life Insurance Compa
  Mt Laurel, NJ

Previous Registrations

• 2014-06-02 → 2018-11-02
  Signator Investors, Inc.
  Cherry Hill, NJ
  Conshohocken, PA

Other Businesses

1. INSURANCE BROKER: HEALTH AND GROUP BENEFITS, 1040 KINGS HWY, #601 CHERRY HILL, NJ 08034, START DATE 1/1/05, APPROX 1 HR MO, 0 HRS TRADING......... Athletic coach/staff: Hadden Twp Athletic Association Haddon Twp, NJ, coaching youth soccer and flag football, start 9/1/2014, approx 6 hrs mo, 0 trading hrs....... 2. BALA FINANCIAL GROUP/ INSURANCE BROKERAGE POSITION: Insurance Broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 06/01/1998 ADDRESS: 505 S. Lenola Road, Suite 200, Moorestown NJ 08057, United States DESCRIPTION: The Sales/ Marketing of Fixed Annuities and Non-Variable Insurance and Health Insurance 3. BALA FINANCIAL GROUP, INC. POSITION: Financial Advisor/ Registered Rep. NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1998 ADDRESS: 505 S. Lenola Road, Moorestwon NJ 08057, United States DESCRIPTION: Sales/ Marketing of Securities and Insurance Products

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-04-21
• S63 Uniform Securities Agent State Law Examination
  2005-03-14

Other Names

• Sean Patrick Mcgovern