Douglas Bruce Smith

Current Employers

Employment History

• 11/2006 → 11/2018
  Sbs Property Management
  Camas, WA
• 09/2012 → 02/2020
  E*Trade Securities Llc
  Portland, OR
• 10/2012 → 02/2020
  E*Trade Capital Management Llc
  Portland, OR
• 02/2020 → 10/2022
  E*Trade Securities Llc
  Portland, OR
• 02/2020 → 10/2022
  E*Trade Capital Management Llc
  Portland, OR
• 10/2022 → Present
  Financial Engines Advisors L.L.C.
  Santa Clara, CA

Previous Registrations

• 2012-11-20 → 2022-10-11
  Harrisdirect Llc
  Portland, OR
  Arlington, VA
  Portland, OR
  Portland, OR

Other Businesses

1) Sabrina & Douglas B Smith; INVESTMENT RELATED: No; ADDRESS: 3241 NE 11th Avenue, Portland OR, 97212; NATURE: Rental property; POSITION: Co-Owner JTWROS; START DATE: 03/01/2019; NUMBER OF HOURS/MONTH: 01 HRS.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0Hrs.; DUTIES: Co-Owner of rental property Duties include collection of rent Occasional home repair. 2) N/A; INVESTMENT RELATED: No; ADDRESS: 16711 NE 98th St, Vancouver, WA 98687; NATURE: Private single-family home rental; POSITION: Owner; START DATE: 04/01/2023; NUMBER OF HOURS/MONTH: 01 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: Co-owner of private single-family home with my wife Sabrina. I have no duties since we use a property management company to collect rent and make repairs. I have the power to sell or lease the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-23
• S63 Uniform Securities Agent State Law Examination
  1987-01-23

Other Names

• Bruce Smith