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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-01-11 |
| CA | RA | APPROVED | 2003-04-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Long Beach | CA | 04/1995 | Present |
I*42478 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NOT A BUSINESS INVESTMENT RELATED: N ADDRESS OF BUSINESS: LONG BEACH, CALIFORNIA 90803 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 1/1/2000 NUMBER OF HOURS DEVOTED: 0 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDLORD FOR PERSONALLY OWNED RENTAL PROPERTY. I*85376 For profit or not for profit: For-Profit Organization Name of outside business organization: Musician Investment related: N Address of business: Long Beach, California 90803 Nature of business: Sole Proprietorship,no corporate structure Position, title, association: Owner, Start date of relationship: 1/1/2008 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Play trombone
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-31 |
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