Louis Joseph Costanzo

Current Employers

Employment History

• 09/1976 → Present
  Louis J. Costanzo & Associates
  Wheeling, WV
• 09/2007 → Present
  Lpl Financial Llc
  Wheeling, WV
• 03/2017 → Present
  Founders Financial Alliance, Llc
  Wheeling, WV

Other Businesses

1. 1/12/2009: COSTNAZO AND ASSOCIATES - CPA AFFILIATE PROGRAM - 70% OF TIME SPENT - CPA PARTNER 2. 06/10/2010: WHITESIDE IRREVOCABLE LIFE INSURANCE TRUST - ACT IN A FIDUCIARY CAPACITY - NOT INV REL - AT REPORTED BUSINESS LOCATION - Trust Advisor for Whiteside Irrevocable Life Insurance (All Family Members) Trust Consult with Corporate Trustee on limited powers in Life Insurance Trust - 1% TIME SPENT. 3. 05/15/2014: RICHARD J DLESK IRREVOCABLE INSURANCE TRUST AGREEMENT - TRUST ADMINISTRATIVE POWER HOLDER - NO TIME SPENT - POWER TO ADD CLASS MEMBERS ; TO DESIGNATE ADDITIONAL INDIVIDUAL BENEFICIARIES AS THEY ARE ELIGIBLE; POWER TO ALTER DISPOSITIVE AND ADMINISTRATIVE PROVISIONS OF THE TRUST;POWER TO CHANGE GOVERNING LAW FROM OHIO TO ANOTHER STATE 4. 04/13/2015: NO BUSINESS NAME - NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - No title, no employees, no office space; notarize documents at approximately a dozen a year - OBA START: 2/2/2012 - 0 HRS SPENT. 5. 3/20/2017: DeFranco Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/15/2017 - 40 Hours Per Month During Securities Trading. 6. 3/23/2017: Founders Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/15/2017 - 1 Hour Per Month During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLC, an independent investment advisor firm. I started this business activity on 3/23/2017. I expect to spend approximately 1 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/23/2017: Founders Financial Alliance, LLC - DBA: (Hybrid) DeFranco Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/15/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Founders Financial Alliance, LLCan independent investment advisor firm. I started this business activity on 3/23/2017. I expect to spend approximately 1 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 6/8/2018 - MDC, LLC - Not Investment Related - 1341 National Road Wheeling, WV 260032 - Real Estate Rental - Started 01/01/2018 - 0 Hours Per Month - Rental commercial building at 1341 National Road in Wheeling, WV 26003.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-09

Designations