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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-08-17
  • CO RA
    APPROVED
    Since 2012-08-17

Branch Locations

2438 Research Pkwy Ste 105, Colorado Springs, CO 80920-1094 • United States

Colorado Spgs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Colorado Springs CO 03/2011 03/2020
Ameriprise Financial Services, Llc Colorado Springs CO 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Faith Presbyterian Church; Bookkeeper -; ; 1529 North Circle DriveColorado Springs, CO 80909, ,; ; 11/18/2008; 10 to 19 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-15
  • S66 Uniform Combined State Law Examination
    2012-08-15
Other Names
  • Kari Lynne Spuhler

View on SEC IAPD

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