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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1987-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 12/1986 | Present |
| Bank Of America, N.A. | Houston | TX | 05/2011 | Present |
I*86004 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: C ALLEN THAMES JR INVESTMENT RELATED: N ADDRESS OF BUSINESS: 10 BASH PL, HOUSTON, TEXAS 77027 NATURE OF BUSINESS: OTHER, ROYALTY REC'D BY INDIVIDUAL-NOT BUSINESS POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 9/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OIL & GAS ROYALTY INHERITED FROM FAMILY. I HAVE NO RESPONSIBILITIES. ALL DECISIONS ARE MADE BY MARATHON OIL.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-19 |
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