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465 Forest Avenue Suite G, Laguna Beach, CA 92651 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
465 Forest Avenue Suite G, Laguna Beach, CA 92651 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Seaman Company | Irvine | CA | 09/1996 | Present |
I AM A COURT APPOINTED RECEIVER AND SERVE IN LITIGATION REQUIRING A FIDUCIARY TO MANAGE THE ASSETS OF RECEIVERSHIP ESTATES. THESE SERVICES ARE PROVIDED BY THOMAS SEAMAN COMPANY, IN ADDITION TO PROVIDING INVESTMENT ADVICE. I SPEND APPROXIMATELY 100 HOURS PER MONTH WORKING AS A RECEIVER. WHICH ENTAILS SEIZING, MANAGING, ACCOUNTING FOR AND LIQUIDATING REAL ASSETS AND OPERATING COMPANIES THAT ARE THE SUBJECT OF LITIGATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-07 |
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