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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-15
CA RA APPROVED 2016-07-21
  • TX RA
    APPROVED
    Since 2017-05-15
  • CA RA
    APPROVED
    Since 2016-07-21

Branch Locations

265 Ocean Ave, Laguna Beach, CA 92651 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Laguna Beach CA 11/2014 11/2016
Woody's Diner Laguna Hills CA 04/2009 Present
Wells Fargo Clearing Services, Llc Laguna Beach CA 11/2016 Present
  • 11/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Laguna Beach, CA
  • 04/2009 → Present
    Woody's Diner
    Laguna Hills, CA
  • 11/2016 → Present
    Laguna Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-20
  • S66 Uniform Combined State Law Examination
    2016-07-20
Other Names
  • Kelsey Marrissa Kardos

View on SEC IAPD

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