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Kristopher M Kardos

Wells Fargo Clearing Services, LLC

Laguna Beach, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-27
TX RA APPROVED 2009-10-23
  • CA RA
    APPROVED
    Since 2009-10-27
  • TX RA
    APPROVED
    Since 2009-10-23

Branch Locations

265 Ocean Ave, Laguna Beach, CA 92651 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal. State Fullerton Fullerton CA 10/2008 Present
Wells Fargo Advisors Llc Laguna Beach CA 10/2009 11/2016
Wells Fargo Clearing Services, Llc Laguna Beach CA 11/2016 Present
  • 10/2008 → Present
    Cal. State Fullerton
    Fullerton, CA
  • 10/2009 → 11/2016
    Wells Fargo Advisors Llc
    Laguna Beach, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Laguna Beach, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-10
  • S66 Uniform Combined State Law Examination
    2009-08-10

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · LAGUNA BEACH, CA
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CAMELOT CAPITAL PARTNERS LLC · LAGUNA BEACH, CA
OSAIC WEALTH, INC. · LAGUNA BEACH, CA
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