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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-27 |
| TX | RA | APPROVED | 2009-10-23 |
Branch Locations
265 Ocean Ave, Laguna Beach, CA 92651 • United States
5060 California Ave 11Th Fl, Bakersfield, CA 93309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Laguna Beach | CA | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Laguna Beach | CA | 11/2016 | Present |
RENTAL PROPERTY, INVESTMENT RELATED, LAGUNA NIGUEL, CA, OWNER, START: 2/2003, 0 HOURS PER MONTH, DUTIES: OWNER OF PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; LAGUNA NIGUEL, CA; 25% OWNERSHIP; START 11/14/2012; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. RENTAL PROPERTY; INVESTMENT RELATED; LAGUNA NIGUEL, CA; 100% OWNERSHIP; START 4/1/2013; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. RENTAL PROPERTY; INV RELATED; CHICAGO, IL; 100% HELD IN REV FAMILY TRUST; START DATE 11/1/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-15 |
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