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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-16
  • TX RA
    APPROVED
    Since 2012-02-16

Branch Locations

510 N Valley Mills Dr, Waco, TX 76710 • United States

Waco, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc Waco TX 09/2011 Present
Bank Of America, N.A. Waco TX 11/2011 Present
  • 09/2011 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Waco, TX
  • 11/2011 → Present
    Bank Of America, N.A.
    Waco, TX
Previous Registrations
Other Businesses

I*2030293, Entity Type, Entity for Profit, Name of OBA: Terry Hayes dba TCH Royalties, Address: Waco, TX, 76710, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/01/2024, No Hours: 0, No Hours during trading: 0, Duties: This is a personal dba under TCH Royalties to keep oil & gas royalties separate from other income. These royalties are from inherited mineral rights from grandparents. The initial deposit came from a BAC checking account under the same name and the account was opened to allow access to higher earning money market funds.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-28
S63 Uniform Securities Agent State Law Examination 1987-01-21
  • S66 Uniform Combined State Law Examination
    2011-10-28
  • S63 Uniform Securities Agent State Law Examination
    1987-01-21
Other Names
  • Terry Charles Hayes

View on SEC IAPD

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