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Cynthia Lynn Mosley-Guy

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Waco, TX

Robinson, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-14
  • TX RA
    APPROVED
    Since 2020-02-14

Branch Locations

510 N Valley Mills Dr, Waco, TX 76710 • United States

Robinson, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Waco TX 01/2009 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waco TX 02/2020 Present
Bank Of America, N.A. Waco TX 04/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-20
S63 Uniform Securities Agent State Law Examination 1983-11-10
  • S66 Uniform Combined State Law Examination
    2003-10-20
  • S63 Uniform Securities Agent State Law Examination
    1983-11-10
Other Names
  • Cynthia Beard
  • Cynthia L Mosley
  • Cynthia Lynn Janek
  • Cindy Janek
  • Cindy Mosley
  • Cynthia Lynn Mosley
  • Cindy Mosley-Guy
  • Cynthia Lynn Mosley-Guy
  • Cynthia Lynn Lynn Mosley-Guy
  • Cynthia Mosley-Guy

View on SEC IAPD

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Other Offices

THE ASPEN EQUITY GROUP · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
ACADEMY CAPITAL MANAGEMENT · WACO, TX
J.P. MORGAN SECURITIES LLC · WACO, TX
JOHN WESSLER & ASSOCIATES · WACO, TX
EDWARD JONES · WACO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WACO, TX

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