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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-14
  • TX RA
    APPROVED
    Since 2020-02-14

Branch Locations

510 N Valley Mills Dr, Waco, TX 76710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Waco TX 08/2016 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waco TX 02/2020 Present
Previous Registrations
Other Businesses

I*5097267, Entity Type: Entity For Profit, Name of OBA: Zemmie Group, LLC, Address: Waco, Texas, 76706, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 07/29/2026, No Hours: 6 Weekly, No Hours during Trading: 0 Weekly, Duties: Zemmie is transitioning to a new system and they need data entry help to copy information from the old system ( training manuscripts, training exercises, instructions) and paste it to the new system. They provide the training modules and CRM system for a local staffing agency in Central Texas.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-29
  • S66 Uniform Combined State Law Examination
    2016-11-29
Other Names
  • Kristen Renee Janek
  • Kristen Renee Chamblee
  • Kristen Chamblee

View on SEC IAPD

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