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510 N. Valley Mills Suite 404, Waco, TX 76710 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-09 |
Branch Locations
510 N. Valley Mills Suite 404, Waco, TX 76710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Aspen Equity Group | Basalt | CO | 07/1992 | Present |
AEG FUND ADVISORS, INC., WHICH IS INVESTMENT-RELATED. ADDRESS IS 255 GOLD RIVERS COURT #120, BASALT, CO 81621, OWNER. ESTABLISHED FEBRUARY 2001. APPROXIMATE HOURS PER MONTH DEVOTED TO THIS BUSINESS ARE FIVE TO TEN OR 5% OF TIME DURING SECURITIES TRADING HOURS. PORTFOLIO MANAGER FOR AN INVESTMENT FUND.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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