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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-06-20 |
| CA | RA | APPROVED | 2005-10-21 |
Branch Locations
12680 High Bluff Dr Ste 250, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Growth Inc | San Diego | CA | 04/1988 | Present |
| Independent Financial Group Inc | La Jolla | CA | 12/2003 | Present |
| Hagerty Stewart & Associates Llc | La Jolla | CA | 12/2003 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/02/1988 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) CAPITAL GROWTH, INC. POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/02/1988 ADDRESS: 8910 University Center Lane, Ste 150, San Diego CA 92122, United States DESCRIPTION: EMPLOYEE AT DBA CAPITAL GROWTH, INC. USED FOR MARKETING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-17 |
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