Best Investors Account Sign in

John Anthony Scarabino

LPl Financial LLC

San Diego, CA

Murrieta, CA

San Diego, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-08-01
CA RA APPROVED 2012-05-08
  • TX RA
    APPROVED_RES
    Since 2013-08-01
  • CA RA
    APPROVED
    Since 2012-05-08

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Murrieta, CA • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Murrieta CA 05/2012 Present
  • 05/2012 → Present
    Lpl Financial
    Murrieta, CA
Previous Registrations
  • 2009-06-01 → 2012-02-16
    Morgan Stanley
    Temecula, CA
    San Diego, CA
    Carlsbad, CA
    Carlsbad, CA
    San Diego, CA
    Temecula, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Temecula, CA
    San Diego, CA
    Rancho Sante Fe, CA
  • 2006-06-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    San Diego, CA
    Rancho Sante Fe, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
S63 Uniform Securities Agent State Law Examination 1999-11-11
  • S66 Uniform Combined State Law Examination
    2003-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-11-11

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC
CETERA INVESTMENT MANAGEMENT LLC
ONE CAPITAL MANAGEMENT, LLC
TRIVANT CUSTOM PORTFOLIO GROUP LLC
SILVIA MCCOLL WEALTH MANAGEMENT, LLC
RICE HALL JAMES & ASSOCIATES LLC

Other Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi
James Grandinetti
RYAN MAUL
JAMES T FARLEY
ASHLEY LYNN TESTER
Megan Polizzi

Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor