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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-04 |
| TX | RA | APPROVED_RES | 2022-09-30 |
Branch Locations
4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States
Jupiter, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Rockville Centre | NY | 09/2013 | 09/2022 |
| The Pinnacle Financial Group | Rockville Centre | NY | 07/2014 | 09/2022 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 09/2022 | Present |
Real Estate Ownership; condo; 353 s us highway1, b203w, , jupiter, FL, 33477; Investment-Related; 08/01/2017 / condo; 840 bella vista court, , jupiter, FL, 33477; Investment-Related; 07/01/2020. Real Estate License; Yes. Outside Employment; mikeparenti.com; owner - stand up comedy gigs; ; 130 palm ave,apt 26, , jupiter, FL, 33477; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Writing a financial book; The book is a guide on trading short-term stocks. Strategies, terminologies psychology of investing from my 38 years of experience. Book intends to be distributed only to the general public only by Amazon.(once approved); 130 palm ave, apt 26, JUPITER, FL, 33477; Investment-Related; 03/27/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-28 |
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