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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-04
TX RA APPROVED_RES 2022-09-30
  • FL RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED_RES
    Since 2022-09-30

Branch Locations

4800 N Federal Hwy Ste D200, Boca Raton, FL 33431-3413 • United States

Jupiter, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Rockville Centre NY 09/2013 09/2022
The Pinnacle Financial Group Rockville Centre NY 07/2014 09/2022
Ameriprise Financial Services, Llc Boca Raton FL 09/2022 Present
Previous Registrations
Other Businesses

Real Estate Ownership; condo; 353 s us highway1, b203w, , jupiter, FL, 33477; Investment-Related; 08/01/2017 / condo; 840 bella vista court, , jupiter, FL, 33477; Investment-Related; 07/01/2020. Real Estate License; Yes. Outside Employment; mikeparenti.com; owner - stand up comedy gigs; ; 130 palm ave,apt 26, , jupiter, FL, 33477; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Writing a financial book; The book is a guide on trading short-term stocks. Strategies, terminologies psychology of investing from my 38 years of experience. Book intends to be distributed only to the general public only by Amazon.(once approved); 130 palm ave, apt 26, JUPITER, FL, 33477; Investment-Related; 03/27/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-02
S63 Uniform Securities Agent State Law Examination 1987-01-28
  • S65 Uniform Investment Adviser Law Examination
    2022-09-02
  • S63 Uniform Securities Agent State Law Examination
    1987-01-28
Other Names
  • Michael John Parenti
  • Michael J. Parenti
  • Michael Parenti
  • Michael J. Parenti

View on SEC IAPD

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