Bradford R. Peck

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 06/2025
  Taurus Asset Management, Llc
  New York, NY
• 03/2016 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2002-07-25 → 2004-03-16
  Neuberger Berman Bd Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-12-02
• S63 Uniform Securities Agent State Law Examination
  1989-07-14

Other Names

• Brad Peck