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Dorian Margaret Hanson

Morgan Stanley

Duluth, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-19
MN RA APPROVED 2014-02-06
  • TX RA
    APPROVED_RES
    Since 2020-02-19
  • MN RA
    APPROVED
    Since 2014-02-06

Branch Locations

11 East Superior Street Suite 580, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Duluth MN 10/1986 Present
Morgan Stanley Smith Barney Duluth MN 06/2009 Present
  • 10/1986 → Present
    Citigroup Global Markets Inc.
    Duluth, MN
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Duluth, MN
Other Businesses

1. VICTORIA SECRET; EMPLOYEE; 06/2014; SALES; 0 DURING 16 HOURS OUTSIDE OF OFFICE HOURS; NON INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-12-29
  • S63 Uniform Securities Agent State Law Examination
    2001-12-29
Other Names
  • Dorian Margaret Fitzpatrick

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · DULUTH, MN
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN
EDWARD JONES · DULUTH, MN
EDWARD JONES · DULUTH, MN
RAYMOND JAMES & ASSOCIATES, INC. · Duluth, MN
FARTHER · Duluth, MN
LPL FINANCIAL LLC · DULUTH, MN
RAYMOND JAMES & ASSOCIATES, INC. · DULUTH, MN

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