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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-10-06 |
| CA | RA | APPROVED | 2000-06-23 |
Branch Locations
4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States
San Diego, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. OUTSIDE FIXED BUSINESS. 2. REALITY BENEFIT SERVICES, SALES ASSOCIATE; START DATE-08-15-2005. 3. DERGALIS ASSOCIATES LLC, SALES ASSOCIATE. START DATE-0 15 2005. 4. COPLEY-PRICE FAMILY YMCA, BOARD MEMBER. START DATE-06-22-2010. 5. SAN DIEGO HUMANE SOCIETY, BOARD MEMBER EMERITUS. START DATE 06-15-2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-05 |
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