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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-10-23
  • NJ RA
    APPROVED
    Since 2015-10-23

Branch Locations

10000 Lincoln Dr East Suite 201, Marlton, NJ 08053 • United States

Cherry Hill, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Marlton NJ 08/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Marlton NJ 08/2015 Present
Previous Registrations
  • 2007-07-27 → 2009-11-13
    Marlton, NJ
    Cherry Hill, NJ
    Bridgewater, NJ
  • 2006-04-17 → 2007-01-04
    Ameriprise Advisor Services, Inc.
    Jenkintown, PA
  • 2004-03-03 → 2006-01-05
    Td Wealth Management Services Inc.
    Northfield, NJ
    Devon, PA
    Turnersville, NJ
    Bensalem, PA
    Media, PA
    Cherry Hill, NJ
    Conshohocken, PA
    King Of Prussia, PA
    Wilmington, DE
    Philadelphia, PA
    Vienna, VA
  • 2004-01-09 → 2004-02-25
    Cherry Hill, NJ
  • 2002-07-30 → 2003-07-18
    Manasquan, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-02-13
S65 Uniform Investment Adviser Law Examination 1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    2004-02-13
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01

View on SEC IAPD

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