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Douglass F Ergood, Jr

Janney Montgomery Scott LLC

Marlton, NJ

CRD 7806377

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-01
NJ RA APPROVED 2024-01-02
  • TX RA
    APPROVED
    Since 2024-02-01
  • NJ RA
    APPROVED
    Since 2024-01-02

Branch Locations

6000 Sagemore Drive Suite 6201, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Marlton NJ 09/2023 01/2024
University Of North Carolina At Chapel Hill Chapel Hill NC 08/2018 06/2022
University Of North Carolina At Charlotte Charlotte NC 08/2022 05/2023
Lenape High School Mount Laurel NJ 09/2014 06/2018
Unemployed Mount Laurel NJ 06/2023 09/2023
Janney Montgomery Scott Llc Malton NJ 01/2024 Present
  • 09/2023 → 01/2024
    Janney Montgomery Scott Llc
    Marlton, NJ
  • 08/2018 → 06/2022
    University Of North Carolina At Chapel Hill
    Chapel Hill, NC
  • 08/2022 → 05/2023
    University Of North Carolina At Charlotte
    Charlotte, NC
  • 09/2014 → 06/2018
    Lenape High School
    Mount Laurel, NJ
  • 06/2023 → 09/2023
    Unemployed
    Mount Laurel, NJ
  • 01/2024 → Present
    Janney Montgomery Scott Llc
    Malton, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-27
  • S66 Uniform Combined State Law Examination
    2023-12-27
Other Names
  • Douglass F Ergood
  • Dougie Foster Ergood
  • Doug Foster Ergood

View on SEC IAPD

Nearby Firms

LINCOLN INVESTMENT
WELLS FARGO CLEARING SERVICES, LLC
CITIZENS SECURITIES, INC.

Nearby Investors

ALLISON TAYLOR CASEY
PAUL D WAMPLER
John Thomas Franchi

Nearby Offices

LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ

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