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Paul D Wampler

Janney Montgomery Scott LLC

Marlton, NJ

CRD 4278603

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-30
CA RA APPROVED 2010-09-22
NJ RA APPROVED 2008-05-30
  • TX RA
    APPROVED_RES
    Since 2012-04-30
  • CA RA
    APPROVED
    Since 2010-09-22
  • NJ RA
    APPROVED
    Since 2008-05-30

Branch Locations

6000 Sagemore Drive Suite 6201, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Marlton NJ 05/2008 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-12-15
S65 Uniform Investment Adviser Law Examination 2000-12-12
  • S63 Uniform Securities Agent State Law Examination
    2000-12-15
  • S65 Uniform Investment Adviser Law Examination
    2000-12-12
Other Names
  • Paul D. Wampler

View on SEC IAPD

Nearby Firms

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WELLS FARGO CLEARING SERVICES, LLC
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Nearby Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
John Thomas Franchi

Nearby Offices

LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ

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