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Douglass F Ergood

Janney Montgomery Scott LLC

Marlton, NJ

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-03-23
TX RA APPROVED 2012-03-23
  • NJ RA
    APPROVED
    Since 2012-03-23
  • TX RA
    APPROVED
    Since 2012-03-23

Branch Locations

6000 Sagemore Drive Suite 6201, Marlton, NJ 08053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Haddonfield NJ 03/2012 02/2022
Janney Montgomery Scott Llc Marlton NJ 02/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-06
  • S66 Uniform Combined State Law Examination
    2008-08-06
Other Names
  • Douglass Ergood

View on SEC IAPD

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Other Investors

ALLISON TAYLOR CASEY
Douglass F Ergood, Jr
PAUL D WAMPLER
John Thomas Franchi
TREVOR CHARLES WAMPLER
Frank Charles Midili
Jason McEvoy
MARK STEVEN SHAPIRO

Other Offices

LINCOLN INVESTMENT · MARLTON, NJ
WELLS FARGO CLEARING SERVICES, LLC · MARLTON, NJ
CITIZENS SECURITIES, INC. · MARLTON, NJ
MORGAN STANLEY · Marlton, NJ
CHARLES SCHWAB & CO., INC. · Marlton, NJ
M FINANCIAL PLANNING SERVICES, INC · MARLTON, NJ
LPL FINANCIAL LLC · MARLTON, NJ
OSAIC WEALTH, INC. · MARLTON, NJ

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