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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
NJ RA APPROVED 2016-12-14
  • NY RA
    APPROVED
    Since 2021-04-07
  • NJ RA
    APPROVED
    Since 2016-12-14

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

New York, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 11/2001 11/2016
Oppenheimer & Co. Inc. New York NY 12/2016 Present
Previous Registrations
Other Businesses

1.HENRY SCHEUER IS A TRUSTEE OF THE HENRY SCHEUER REVOCABLE TRUST 2.AUTHOR THE AMERICAN PHILATELIST, THE AMERICAN PHILATELIC SOCIETY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-28
S63 Uniform Securities Agent State Law Examination 1993-04-26
  • S65 Uniform Investment Adviser Law Examination
    2018-09-28
  • S63 Uniform Securities Agent State Law Examination
    1993-04-26

View on SEC IAPD

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