Diane Mary Kazak

Employer firm

Wny Asset Management, LLC CRD 153872

$1.73B regulatory AUM 8 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1984 → Present
  Kazak Business Services
  Rochester, NY
• 10/1995 → Present
  Rexall Showcase Int'l
  Boca Raton, FL
• 07/1999 → 07/2025
  Cadaret, Grant & Co, Inc.
  Williamsville, NY
• 08/2010 → Present
  Wny Asset Management Llc
  Williamsville, NY
• 08/2010 → Present
  Wny Asset Management, Llc
  Williamsville, NY
• 08/2025 → Present
  Lpl Financial
  Williamsville, NY

Other Businesses

1) 08/2025- Kazak Business Services- Tax Prep/Accounting/CPA- Inv Related- Rochester NY 14625- 185 Hrs Per Mnth- Start Date12/13/1985 2) 08/2025 - Cuts + Ltd- Tax Prep/Accounting/CPA- Inv Related- Rochester NY 14621 / Start Date 05/09/2011 - 1 Hrs Per Mnth 3) 08/2025 - WNY ASSET MANAGEMENT LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At reported business location (s)- 4) 08/2025 - Diane M. Kazak-Notary Public- Inv Related- Rochester NY 1462- Start Date 06/19/1998 - 1 Total Hours per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-03
• S63 Uniform Securities Agent State Law Examination
  1999-08-26