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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sara Brandston Group, Inc. | Ny | NY | 11/2000 | Present |
| National Planning Corporation | New York | NY | 11/2000 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | Present |
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 15/TRADING. 10/24/17. 2.SARA S BRANDSTON, INDEPENDENT INSURANCE AGENT,321 W 12TH ST, NEW YORK, NY, 10/2014, FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 12/YR - 0/TRADING. 3.THE SARA BRANDSTON GROUP INC, 321 W 12TH ST, NEW YORK, NY, 1/1982 AS ENROLLED AGENT/PRESIDENT. NIR - 1360/YR - 780/TRADING. 4.PINK & GREEN LLC, 300 FISH AND GAME RD, HUDSON, NY, 9/2011 AS OWNING PARTNER IN RENTAL PROPERTY. NIR - 30/YR - 3/TRADING. 5.The Sara Brandston Group, Inc., 321 W 12th Street, New York NY 10014, 01/1982, Enrolled Agent / Tax Practitioner, Tax services, NIR, 65 HR/MO, 65 HR/MO TRADING 6. NORTHSTAR WEALTH PLANNING, 321 W 12th St New York NY 10014-1812 United States, 10/31/2025, Investment Advisor Representative, DBA Name, NIR, 120 HR/MO - 168 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1997-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-16 |
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