John Joseph Laggis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1986 → 06/2019
  Foresters Financial Services
  North Haven, CT
• 06/2019 → Present
  Cetera Investment Services Llc
  St. Cloud, MN
• 07/2020 → Present
  Cetera Investment Advisers Llc
  North Haven, CT

Other Businesses

1) NEW VIEW WEALTH MANAGEMENT LLC, DBA FOR CETERA BUSINESS, CONTINUITY, AND SUCCESSION PURPOSES, 59% OWNER, 4/HRS/WK 2) JOHN LAGGIS, NOTARY PUBLIC, 100% OWNER, 0.025/HRS/WK

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-07
• S63 Uniform Securities Agent State Law Examination
  1990-03-22

Other Names

• John Joseph Laggis