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Kenneth David Fliegel

Citigroup Global Markets Inc.

New York, NY

New York, NY

New York, NY

West Harrison, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
CA RA APPROVED 2019-01-11
  • NY RA
    APPROVED
    Since 2021-08-17
  • CA RA
    APPROVED
    Since 2019-01-11

Branch Locations

Citi Wealth Management, Sales 153 E. 53Rd St, New York, NY 10022 • United States

Cwm Retail, Sales 734 3Rd Avenue, New York, NY 10017 • United States

Cwm Retail, Sales 1740 Broadway, New York, NY 10019 • United States

West Harrison, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legg Mason Investor Services, Llc Stamford CT 12/2005 03/2018
Clearbridge Investments Llc New York NY 12/2005 03/2018
Legg Mason & Co, Llc. Armonk NY 12/2005 03/2018
Citigroup Global Markets Inc. Chappaqua NY 01/2019 Present
Unemployed Armonk NY 04/2018 01/2019
  • 12/2005 → 03/2018
    Legg Mason Investor Services, Llc
    Stamford, CT
  • 12/2005 → 03/2018
    Clearbridge Investments Llc
    New York, NY
  • 12/2005 → 03/2018
    Legg Mason & Co, Llc.
    Armonk, NY
  • 01/2019 → Present
    Citigroup Global Markets Inc.
    Chappaqua, NY
  • 04/2018 → 01/2019
    Unemployed
    Armonk, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-15
S63 Uniform Securities Agent State Law Examination 1988-02-18
  • S65 Uniform Investment Adviser Law Examination
    2001-03-15
  • S63 Uniform Securities Agent State Law Examination
    1988-02-18

View on SEC IAPD

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ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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