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11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-11-03 |
Branch Locations
11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
6020 Harrison Avenue Suite 9, Cincinnati, OH 45248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riesenbeck Financial Group | Cleves | OH | 01/1995 | Present |
| Avantax Investment Services, Inc. | Cincinnati | OH | 01/2011 | 12/2020 |
| Avantax Advisory Services | Cincinnati | OH | 01/2011 | 12/2020 |
| Avantax Insurance Agency, Llc | Cincinnati | OH | 12/2010 | 12/2020 |
| Silver Oak Securities, Inc. | Jackson | TN | 12/2020 | Present |
1) Riesenbeck Financial Group Inc,Is Investment Related,"6020 Harrison Ave, Suite 9, CINCINNATI, OH, 45248, United States",INDEPENDENT INSURANCE AGENT SERVICES,PRESIDENT,2010-12-01,1 hours per month,0 hours per month during trading hours,Commission Compensation,ANNUITY AND LIFE INSURANCE 2) Riesenbeck & CO CPA,Is Not Investment Related,"6020 Harrison Ave, Suite 9, CINCINNATI, OH, 45248, United States",CPA FIRM,PRESIDENT,2004-02-01,20 hours per month,1 hours per month during trading hours,Salary Compensation,"CPA FIRM, TAX PREP, ACCOUNTING, PAYROLL"
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-30 |
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