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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-02-11 |
Branch Locations
100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Fort Lauderdale | FL | 06/2014 | 01/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2021 |
| Oppenheimer & Co, Inc | Ft. Lauderdale | FL | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 01/2021 |
1. TRUSTEE OF THE JOSE LUIS CASTANER TRUST. DECEASED BROTHER. MANAGING THE INVESTMENTS FOR THE 3 BENEFICIARIES (NEPHEWS) OF THE TRUST UNTIL THEY REACH TEH AGE TO RECEIVE THE ASSETS. WILL BE DEVOTING ABOUT 2-3 HOURS PER MONTH. 2. I AM THE EXECUTOR OF MY DECEASED BROTHER. I HAVE MANAGED, UNDER THE ESTATE, THE ACCOUNTS (BROKERAGE) OF MY 3 NEPHEWS AND THE SECURITIES THEY INHERITED SINCE 2011.THE ACCOUNTS WERE ORIGINALLY OPENED AT POPULAR SECURITIES IN PUERTO RICO, WHERE I WAS EMPLOYED UNTIL 2014. IN 2014, I MOVED TO MORGAN STANLEY AND TRANSFERRED THE ACCOUNTS, UNTIL I MOVED TO OPPENHEIMER IN 2021. THIS ACCOUNTS ARE PRACTICALLY TRANSACTIONAL. THE ACCOUNTS ARE TO COVER MY NEPHEWS' EXPENSES, MOSTLY EDUCATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-06-27 |
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