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Denise Santoni

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lauderdale, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-12-10
TX RA APPROVED 2013-06-05
CT RA APPROVED 2013-06-04
  • FL RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED
    Since 2013-06-05
  • CT RA
    APPROVED
    Since 2013-06-04

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mount Kisco NY 05/2013 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-01
S63 Uniform Securities Agent State Law Examination 2008-09-24
  • S66 Uniform Combined State Law Examination
    2011-04-01
  • S63 Uniform Securities Agent State Law Examination
    2008-09-24
Other Names
  • Denise Devica Gajadhar
  • Denise Gajadhar
  • Denise Gajadhar-Moumene
  • Denise Gajadhar
  • Denise Devica Gajadhar
  • Denise Devica Gajadhar
  • Denise Moumene

View on SEC IAPD

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