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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-19 |
| FL | RA | APPROVED | 2009-10-23 |
Branch Locations
401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Lauderdale | FL | 10/2009 | Present |
| Bank Of America, N.A. | Fort Lauderdale | FL | 01/2010 | Present |
I*1705264Entity Type: For ProfitName of OBA: Trade up 954 LLCAddress:Fort Lauderdale, FLInvestment Related:NoPosition, Title, Association:OwnerStart Date:08/08/2017No Hours: 0 YearlyNo Hours during trading:0Duties:The LLC was created for purposes of personal boat ownership.I*2181268, Entity Type: , Name of OBA: Lauderdale Yacht Club, Address: Fort Lauderdale, Florida, 33316, Investment Related: N, Position, Title, Association: Other, Employee State Date: 04/12/2025, No Hours: 3 Weekly, No Hours during Trading: 3 Weekly, Duties: Working and overseeing multiple committees to ensure all boating, sailing and yachting activities are managed properly. The title of the position that I have been asked to assume is Fleet Captain. My general responsibilities are to work with the Sailing director, dockmaster, and management of the club along with the elected BOG and executive officers to make sure all programs are being managed properly and in the best interest of members. I*4511299 Entity Type: Entity For Profit Name of OBA: Lauderdale Yacht Club Address: Fort Lauderdale, Florida, 33316 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: Local Yacht/boating/country club Attend one meeting a month to approve new members and other decisions related to the management and bylaws of the club.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-12 |
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