Sean Anthony Fletcher

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-09-25
FL	RA	APPROVED	2015-09-18

TX RA
APPROVED

Since 2015-09-25
FL RA
APPROVED

Since 2015-09-18

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

Margate, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Palm Beach Gardens	FL	09/2015	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Palm Beach Gardens, FL

Previous Registrations

2011-01-05 → 2015-06-12

Strategic Advisers Llc

Ft. Lauderdale, FL
2009-10-27 → 2010-10-27

Td Ameritrade, Inc.

Fort Lauderdale, FL
2009-10-30 → 2010-10-27

Td Ameritrade Investment Management, Llc

Ft. Lauderdale, FL
2008-06-27 → 2009-09-17

Strategic Advisers Llc

Ft. Lauderdale, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-06
S63	Uniform Securities Agent State Law Examination	2006-04-21

S66 Uniform Combined State Law Examination

2008-06-06
S63 Uniform Securities Agent State Law Examination

2006-04-21

Other Names

Sean A Fletcher
Fletcher A Sean
Sean Anthony Fletcher
Sean A Fletcher

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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