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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-03-18
  • TX RA
    APPROVED
    Since 2010-03-18

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Montgomery, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Houston TX 03/2008 Present
City National Bank Houston TX 07/2025 Present
Other Businesses

NAME OF ENTITY: ACE OFFSHORE LLC; ADDRESS: 149 LAKEVIEW CIRCLE, MONTGOMERY, TX 77356; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PASS THORUGH FOR DEER LEASE MEMBER PAYMENTS TO LAND OWNER AND FEED BILLINGS; CAPACITY: OWNER-PASSIVE; START DATE: 05/2019; DUTIES: WRITE CHECKS TO LAND OWNER AND FEED STORE; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-16
S63 Uniform Securities Agent State Law Examination 1987-04-22
  • S65 Uniform Investment Adviser Law Examination
    2010-07-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-22
Other Names
  • Jeff Clawson
  • Robert Clawson

View on SEC IAPD

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