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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED_RES | 2024-01-12 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
North Salem, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/1986 | 01/2024 |
| Bank Of America, N.A. | New York | NY | 12/2009 | 01/2024 |
| Ubs Financial Services Inc. | New York | NH | 01/2024 | Present |
The Cambridge,New YorkUnited States,Co-operation,Real Estate,maintaining and improving the quality of life for shareholders/residents,Member of Board of directorsSecretary7, Start date -6/8/2010
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-02-17 |
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