Lisa Marie Isaacs

Moors & Cabot, Inc.

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Current Employers

Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-09-24

FL RA
APPROVED

Since 2025-09-24

Branch Locations

500 S. Maitland Avenue, Maitland, FL 32751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Winter Park	FL	11/2013	09/2025
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	09/2025
Moors Cabot Inc	Maitland	FL	09/2025	Present

11/2013 → 09/2025

Morgan Stanley

Winter Park, FL
01/2015 → 09/2025

Morgan Stanley Private Bank, N.A.

New York, NY
09/2025 → Present

Moors Cabot Inc

Maitland, FL

Previous Registrations

2013-11-13 → 2025-09-15

Morgan Stanley

Winter Park, FL
1991-01-10 → 2013-11-11

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL

Winter Park, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-24
S63	Uniform Securities Agent State Law Examination	1991-10-21

S65 Uniform Investment Adviser Law Examination

1997-03-24
S63 Uniform Securities Agent State Law Examination

1991-10-21

Other Names

Lisa Nugent
Lisa I. Nugent
Lisa Isaacs Nugent
Lisa M. Isaacs

View on SEC IAPD

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