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Catherine Watts Mitton

Morgan Stanley

Shreveport, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-01-24
TX RA APPROVED 2020-01-24
  • LA RA
    APPROVED
    Since 2020-01-24
  • TX RA
    APPROVED
    Since 2020-01-24

Branch Locations

333 Texas Street Regions Tower, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Shreveport LA 09/2004 01/2020
Bank Of America, N.A. Shreveport LA 12/2009 01/2020
Morgan Stanley Smith Barney Llc Shreveport LA 01/2020 Present
Morgan Stanley Private Bank, N.A New York NY 05/2020 Present
  • 09/2004 → 01/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Shreveport, LA
  • 12/2009 → 01/2020
    Bank Of America, N.A.
    Shreveport, LA
  • 01/2020 → Present
    Morgan Stanley Smith Barney Llc
    Shreveport, LA
  • 05/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-13
S63 Uniform Securities Agent State Law Examination 1988-10-25
  • S65 Uniform Investment Adviser Law Examination
    1999-09-13
  • S63 Uniform Securities Agent State Law Examination
    1988-10-25
Other Names
  • Catherine Collins Mitton
  • Catherine Collins Mitton
  • Catherine Collins Watts

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
CETERA INVESTMENT ADVISERS LLC · SHREVEPORT, LA

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