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John Dermot Dempsey

LPl Financial LLC

Elmer, NJ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
PA RA APPROVED 2025-11-10
TX RA APPROVED 2025-11-10
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • PA RA
    APPROVED
    Since 2025-11-10
  • TX RA
    APPROVED
    Since 2025-11-10

Branch Locations

418 Route 77, Elmer, NJ 08318 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Dempsey Fairmont WV 05/1984 Present
Farm Family Insurance Companies Albany NY 08/1984 Present
Dempsey Weiss And Associates Elmer NJ 07/1989 Present
American Portfolios Financial Services, Inc. Elmer NJ 09/2001 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 11/2025
Lpl Financial Elmer NJ 11/2025 Present
  • 05/1984 → Present
    John Dempsey
    Fairmont, WV
  • 08/1984 → Present
    Farm Family Insurance Companies
    Albany, NY
  • 07/1989 → Present
    Dempsey Weiss And Associates
    Elmer, NJ
  • 09/2001 → 10/2024
    American Portfolios Financial Services, Inc.
    Elmer, NJ
  • 10/2024 → 11/2025
    Scottsdale, AZ
  • 11/2025 → Present
    Lpl Financial
    Elmer, NJ
Previous Registrations
  • 2024-10-11 → 2025-11-12
    Elmer, NJ
    Scottsdale, AZ
  • 2009-03-27 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1. 11/2025 - Jack D Dempsey LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Glen Mills, PA 19342 - OBA Start Date: 01/01/2024 2. 11/2025 - Dempsey-Weiss and Assoc. LLC - Property and Casualty - Investment Related - 80 Hrs/Mth - 80 Hrs During Trading - Elmer, NJ 08318 - OBA Start Date: 06/01/1989 3. 11/2025 - DWA LLC - Real Estate Rental - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Elmer, NJ 08318 - OBA Start Date: 06/01/1994 4. 11/2025 - J. Faith Hair Studio - Business Owner - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Glen Mills, PA 19342 - OBA Start Date: 06/01/2017 5. 11/2025 - Dempsey-Weiss and Associates LLC - Business Owner - Investment Related - 40 Hrs/Mth - 40 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 06/01/1989 6. 11/2025 - Dempsey-Weiss and Associates LLC - Non-Variable Insurance - Investment Related - 8 Hrs/Mth - 8 Hrs During Trading - Elmer, NJ 08318 - OBA Start Date: 06/01/1989

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-21
  • S63 Uniform Securities Agent State Law Examination
    1997-04-21
Designations
Other Names
  • Jack Dempsey

View on SEC IAPD

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