David Scott Weiss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-11-10
TX	RA	APPROVED	2025-11-10

NJ RA
APPROVED

Since 2025-11-10
TX RA
APPROVED

Since 2025-11-10

Branch Locations

418 Route 77, Elmer, NJ 08318 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

418 Route 77, Elmer, NJ 08318 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farm Family Life & Mutual Ins. Co.S	Albany	NY	09/1981	Present
Dempsey,Weiss & Assoc.	Elmer	NJ	07/1989	Present
American Portfolios Financial Services, Inc.	Elmer	NJ	09/2001	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	11/2025
Lpl Financial	Elmer	NJ	11/2025	Present

09/1981 → Present

Farm Family Life & Mutual Ins. Co.S

Albany, NY
07/1989 → Present

Dempsey,Weiss & Assoc.

Elmer, NJ
09/2001 → 10/2024

American Portfolios Financial Services, Inc.

Elmer, NJ
10/2024 → 11/2025

Osaic Wealth, Inc.

Scottsdale, AZ
11/2025 → Present

Lpl Financial

Elmer, NJ

Previous Registrations

2024-10-11 → 2025-11-12

Osaic Wealth, Inc.

Scottsdale, AZ

Elmer, NJ
2009-03-27 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. 11/2025 - David Weiss Sr LLC - Property and Casualty - Investment related - 80 Hrs/Mth - 65 Hrs During Trading - Elmer NJ 08318 - OBA start date: 09/13/1989 2. 11/2025 - Dempsey, Weiss and Associates LLC - Property and Casualty - Investment related - 80 Hrs/Mth - 65 Hrs During Trading - Elmer NJ 08318 - OBA start date: 07/01/1989 3. 11/2025 - DWA LLC - Real Estate Rental - Investment related - 10 Hrs/Mth - 00 Hrs During Trading - Elmer NJ 08318 - OBA start date: 07/01/2000 4. 11/2025 - 129 High St LLC - Real Estate Rental - Investment related - 05 Hrs/Mth - 05 Hrs During Trading - MULLICA HILL NJ 08062 - OBA start date: 07/01/2025 5. 11/2025 - 129 High St LLC - Real Estate Rental - Investment related - 05 Hrs/Mth - 05 Hrs During Trading - MULLICA HILL NJ 08062 - OBA start date: 10/01/2025 6. 11/2025 - FarmFamily/American National - Property and Casualty - Investment related - 20 Hrs/Mth - 15 Hrs During Trading - Elmer NJ 08318 - OBA start date: 09/01/1980

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-08-22

S63 Uniform Securities Agent State Law Examination

1996-08-22

Designations

Chartered Financial Consultant

Other Names

David Scott Sr Weiss

View on SEC IAPD