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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-05-18 |
Branch Locations
63 East Ave, Woodstown, NJ 08098 • United States
Bridgeton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2015 | Present |
1.FRANK LEONARDS & FRANK LLC, 4 GARY PLAZA, BRIDGETON, NJ, 1/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INV REL-4/MO-0/TRADING. 2. FRANK LEONARDS & FRANK LLC, 63 E AVE, WOODSTOWN, NJ, 12/2000 AS PART OWNER. INV REL - FINANCIAL PROFESSIONAL UTILIZING DBA NAME. 10/WK - 5/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 120HRS/MO - 120HRS/MO TRADING. 05/18/2015 4. THE S.T.S. IRREVOCABLE TRUST, 4 GARY PLAZA, BRIDGETON, NJ, 10/2019. TRUSTEE. NIR-5/YR-0/TRADING. 5. THE E.V.S. IRREVOCABLE TRUST, 4 GARY PLAZA, BRIDGETON, NJ, 10/28/19, TRUSTEE, NIR, 5/YR- 0/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-17 |
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