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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-01-22
  • NJ RA
    APPROVED
    Since 2015-01-22

Branch Locations

63 East Ave, Woodstown, NJ 08098 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 01/2015 Present
Cambridge Investment Research Advisors Inc Fairfield IA 01/2015 Present
Previous Registrations
  • 2010-08-05 → 2015-01-23
    Questar Asset Management, Inc.
    Minneapolis, MN
    Woodstown, NJ
  • 2006-09-01 → 2010-08-05
    Questar Asset Management, Inc.
    Woodstown, NJ
  • 2005-05-10 → 2006-06-16
    Usallianz Securities, Inc.
    Woodstown, NJ
    Voorhees, NJ
    Woodstown, NJ
  • 2004-07-07 → 2004-12-31
    Investacorp Advisory Services Inc
    Woodstown, NJ
Other Businesses

1-FRANK LEONARDS & FRANK LLC, 63 E AVE, WOODSTOWN, NJ, 7/1979 AS OWNER/AGENT SELLING DISABILITY, LIFE, HEALTH, & FIXED ANNUITY PRODUCTS THROUGH VARIOUS INSURANCE COMPANIES. INV REL-4/MO-4/TRADING. 2-FRANK FAMILY CAPITAL GROUP LLC, WOODSTOWN, NJ, 7/2012 AS MANAGING MEMBER. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2015 AS ADVISORY REP OF A RIA. INV REL - 45 HR/WK - 30/TRADING. 4. Frank Leonards & Frank, LLC. 63 East Ave Woodstown, NJ. 12/04/2000, Part Owner, marketing business through Cambridge. Investment related 10/weekly, 5/trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-12
  • S63 Uniform Securities Agent State Law Examination
    1983-09-12
Other Names
  • Joe Frank

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