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Lee Michael Gordon

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-03
IL RA APPROVED 2006-09-28
  • CA RA
    APPROVED
    Since 2013-01-03
  • IL RA
    APPROVED
    Since 2006-09-28

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035-3255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 05/1992 Present
  • 05/1992 → Present
    Mesirow Financial, Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-04
S63 Uniform Securities Agent State Law Examination 1987-01-16
  • S65 Uniform Investment Adviser Law Examination
    1999-06-04
  • S63 Uniform Securities Agent State Law Examination
    1987-01-16
Other Names
  • Lee M Gordon

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
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