Karen M Finerman

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Deerfield, IL
• 11/2016 → 06/2019
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
• 06/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Highland Park, IL

Previous Registrations

• 2013-12-10 → 2019-06-05
  Wells Fargo Clearing Services, Llc
  Deerfield, IL
  Highland Park, IL
• 2007-04-02 → 2008-04-18
  Morgan Stanley & Co. Llc
  Rancho Sante Fe, CA
  Chicago, IL
• 2002-08-05 → 2007-04-02
  Morgan Stanley Dw Inc.
  Rancho Sante Fe, CA
  Chicago, IL
  Rancho Santa, CA

Other Businesses

POA FOR MOTHER; INVESTMENT RELATED; HIGHLAND PARK, IL; 01/01/2010; 8 HOURS PER MONTH/ 0 DURING TRADING.; TRUSTEE FOR MOTHER, INV RELATED, NORTHBROOK, IL, START: 3/9/2020, 6 HRS/MONTH, 0 HRS DURING TRADING.; EXECUTOR FOR MOTHER, INV RELATED, NORTHBROOK, IL, START: 2/19/2021, 4 HRS/MONTH, 1 HR DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2013-12-10

Other Names

• Karen Meldman
• Karen M Finerman
• Karen Finerman