Kimberley K Rains

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets Corporation
  Engelwood, CO

Previous Registrations

• 2006-09-25 → 2007-04-30
  Geneos Wealth Management, Inc.
  Englewood, CO
• 2006-02-27 → 2006-07-12
  Rbc Capital Markets, Llc
  Denver, CO
  Denver, CO

Other Businesses

1) Name: Tom & Kim Rains Address: 26464 E. Jewell Avenue Aurora, CO 80018 Business Description: This is a property we own Start Date: 10/26/20 Capacity: Owner - Active Duties Performed: This is a piece of property we own (it was my husband's family farm at one point). It is currently up for sale, however, we may lease the property in the near future. Devoted Time: 0, 0 (2) NAME OF ENTITY: Coal Creek Valley Farm, LLC ADDRESS: 27503 E. Euclid Drive Aurora, CO 80016 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC for Farm Property. CAPACITY: Owner - Active START DATE: 01/02/2024 DUTIES: This is an LLC being created by my husband & myself for the sole purpose of "potentially" re-registrating our farm property from joint ownership to the LLC.. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2006-02-25
• S63 Uniform Securities Agent State Law Examination
  2000-09-14

Other Names

• Kimberley K Purnell
• Kim Purnell
• Kimberley K Purnell
• Kimberley Pelton
• Kimberley K Pelton