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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-10 |
| UT | RA | APPROVED | 2014-09-02 |
| CO | RA | APPROVED | 2007-04-30 |
Branch Locations
1801 California Street Suite 3900, Denver, CO 80202-5822 • United States
Aurora, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Engelwood | CO | 03/2008 | Present |
1) Name: Tom & Kim Rains Address: 26464 E. Jewell Avenue Aurora, CO 80018 Business Description: This is a property we own Start Date: 10/26/20 Capacity: Owner - Active Duties Performed: This is a piece of property we own (it was my husband's family farm at one point). It is currently up for sale, however, we may lease the property in the near future. Devoted Time: 0, 0 (2) NAME OF ENTITY: Coal Creek Valley Farm, LLC ADDRESS: 27503 E. Euclid Drive Aurora, CO 80016 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC for Farm Property. CAPACITY: Owner - Active START DATE: 01/02/2024 DUTIES: This is an LLC being created by my husband & myself for the sole purpose of "potentially" re-registrating our farm property from joint ownership to the LLC.. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-14 |
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