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Jeffrey Alan Wachtman

Capstone Investment Group

Olympia, WA

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Current Employers
Capstone Investment Group

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
OR RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-12-02
WA RA APPROVED 2014-05-12
  • CA RA
    APPROVED
    Since 2025-01-01
  • OR RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-12-02
  • WA RA
    APPROVED
    Since 2014-05-12

Branch Locations

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proactive Financial Services, Inc. Olympia WA 04/1999 Present
  • 04/1999 → Present
    Proactive Financial Services, Inc.
    Olympia, WA
Previous Registrations
  • 2009-11-30 → 2014-04-25
    Cambridge Wealth Management
  • 2000-02-07 → 2009-12-31
    Proactive Money Management Inc
    Olympia, WA
Other Businesses

Church of Living Water Yelm; Director of Connections Ministry; Investment Related; 717 East Yelm Ave Yelm WA 98597; Church; Oversee volunteers in the church, ushers, greeters, parking, connections center and hospitality teams. Also, lead occasional Financial Peace University classes affiliated with the Ramsey Organization; 2016-09-11; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 22; Percentage of total yearly compensation expected to be derived from the business: 0; Contact person at the organization: Bob Horn; Website address for the organization: https://livingwater.com/yelm.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-21
S63 Uniform Securities Agent State Law Examination 1990-05-07
  • S65 Uniform Investment Adviser Law Examination
    1992-10-21
  • S63 Uniform Securities Agent State Law Examination
    1990-05-07
Other Names
  • Jeff Wachtman

View on SEC IAPD

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