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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-20 |
Branch Locations
350 E Las Olas Blvd 19Th Fl [D3/F7-Rbo], Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Miami | FL | 05/2009 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Fort Lauderdale | FL | 02/2026 | Present |
| Unemployment | Hollywood | FL | 07/2025 | 10/2025 |
| Oppenheimer & Co. Inc. | Fort Lauderdale | FL | 10/2025 | 02/2026 |
ALIKAT DESIGNS LTD, NOT INVESTMENT RELATED, 4542 WEST ROWEL ROAD PHOENIX AZ, JEWELRY DESIGN & SALES, BEGAN 2006, PARTNER WITH SISTER, 25 HOURS/MONTH, NOT DURING BUSINESS HOURS. **NAME CHANGED TO KALI CREATIONS (OPCO PENDING REVIEW) KALI CREATIONS; INV RELATED;HOLLYWOOD,FL; JEWELRY DESIGNS AND SALES;50% OWNERSHIP; START DATE: 08/01/2026; 30 HRS PER MONTH; - HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-06 |
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