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Patricia Jean Posada

Commonwealth Financial Network

San Diego, CA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-02
  • CA RA
    APPROVED
    Since 2024-05-02

Branch Locations

600 West Broadway Suite 3200, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Carlsbad CA 10/2016 05/2024
Osaic Wealth, Inc. Carlsbad CA 09/2023 05/2024
Terramar Wealth Carlsbad CA 05/2024 Present
Commonwealth Financial Network San Diego CA 05/2024 Present
Previous Registrations
  • 2023-09-01 → 2024-05-03
    Osaic Wealth, Inc.
    Carlsbad, CA
  • 2016-10-14 → 2023-09-01
    Osaic Services, Inc.
    Carlsbad, CA
  • 2012-09-24 → 2016-10-03
    Lindner Capital Advisors, Inc.
    Marietta, GA
  • 2007-05-04 → 2010-09-30
    Investment Advisors International, Inc.
    Johns Creek, GA
  • 2005-10-25 → 2006-10-16
    Stillpoint Wealth Management, Llc
    Atlanta, GA
    Atlanta, GA
  • 2003-05-19 → 2006-05-16
    Lindner Capital Advisors, Inc.
    Marietta, GA
  • 2005-03-01 → 2005-03-07
    Resource Horizons Group Llc
    Marietta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-02
S63 Uniform Securities Agent State Law Examination 1987-12-10
  • S65 Uniform Investment Adviser Law Examination
    1994-08-02
  • S63 Uniform Securities Agent State Law Examination
    1987-12-10
Other Names
  • Pat Posada
  • Patricia Jean Posada
  • Patricia J Posada

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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