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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-10-17 |
| TX | RA | APPROVED_RES | 2025-10-17 |
Branch Locations
44 Old Ridgebury Rd 135 A 1St Fl, Danbury, CT 06810 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Danbury | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 11/2016 | 10/2025 |
| Wells Fargo Advisors Financial Network, Llc | Danbury | CT | 10/2025 | Present |
MOTHER-LAW ESTATE; INV RELATED; BROOKFIELD, CT; EXECUTOR; 07/2025; 5 HOURS PER MONTH; 0 DURING TRADING; SETTLE ESTATE MGS Wealth Management LLC Partner TSGBG LLC - 100% OWNERSHIP; INV RELATED;DANBURY,CT; SELF;100% OWNERSHIP; START DATE: 10/18/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-10 |
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