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Keith Louis Gillotti

Wells Fargo Advisors Financial Network, LLC

Danbury, CT

CRD 1594423

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-17
TX RA APPROVED_RES 2025-10-17
  • CT RA
    APPROVED
    Since 2025-10-17
  • TX RA
    APPROVED_RES
    Since 2025-10-17

Branch Locations

44 Old Ridgebury Rd 135 A 1St Fl, Danbury, CT 06810 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Danbury CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Danbury CT 11/2016 10/2025
Wells Fargo Advisors Financial Network, Llc Danbury CT 10/2025 Present
Previous Registrations
Other Businesses

MOTHER-LAW ESTATE; INV RELATED; BROOKFIELD, CT; EXECUTOR; 07/2025; 5 HOURS PER MONTH; 0 DURING TRADING; SETTLE ESTATE MGS Wealth Management LLC Partner TSGBG LLC - 100% OWNERSHIP; INV RELATED;DANBURY,CT; SELF;100% OWNERSHIP; START DATE: 10/18/2025; 5 HRS PER MONTH; 5 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-18
S63 Uniform Securities Agent State Law Examination 1987-02-10
  • S65 Uniform Investment Adviser Law Examination
    1994-11-18
  • S63 Uniform Securities Agent State Law Examination
    1987-02-10
Other Names
  • Keith Louis Gillotti
  • Keith Gillotti

View on SEC IAPD

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