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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-26
TX RA APPROVED_RES 2024-03-21
FL RA APPROVED 2024-02-15
  • NC RA
    APPROVED
    Since 2025-08-26
  • TX RA
    APPROVED_RES
    Since 2024-03-21
  • FL RA
    APPROVED
    Since 2024-02-15

Branch Locations

5550 Glades Rd Ste 500, Boca Raton, FL 33431 • United States

Raleigh, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc St Cloud MN 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
Neuse Christian Academy Raleigh NC 11/2025 Present
  • 01/2013 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 01/2024 → Present
    Schaumburg, IL
  • 11/2025 → Present
    Neuse Christian Academy
    Raleigh, NC
Previous Registrations
  • 2007-05-10 → 2012-06-04
    Fort Mill, SC
    Boca Raton, FL
    Boca Raton, FL
  • 2000-07-13 → 2007-05-15
    New England Securities
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

(1) E & B WEALTH MANAGEMENT INC AND EASTMANN FINANCIAL GROUP, SAME AS OFFICE ADDRESS, DBA FOR FINANCIAL SERVICES AND FIXED INSURANCE (2) NAME OF OTHER BUSINESS: N.R. LADY VIPERS INVESTMENT RELATED: NO ADDRESS: 5517 BROOK EDGE DR. RALEIGH NC 27613 BUSINESS: GIRLS AAU BASKETBALL TEAM START DATE: 9/2017 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 POSITION/TITLE/RELATIONSHIP: COACH BRIEF DESCRIPTION OF DUTIES: TRAIN GIRLS AND PREPARE FOR TOURNAMENTS (3) NAME OF OTHER BUSINESS: NEUSE CHRISTIAN ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 7600 FALLS OF NEUSE RALEIGH, NC 27615 NATURE OF BUSINESS: BASKETBALL COACHING; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: GIRLS BASKETBALL COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: TEACH AND TRAIN YOUNG LADIES TO PLAY BASKETBALL;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-10
S63 Uniform Securities Agent State Law Examination 1995-02-06
  • S66 Uniform Combined State Law Examination
    2000-03-10
  • S63 Uniform Securities Agent State Law Examination
    1995-02-06
Other Names
  • Robert Eastmann

View on SEC IAPD

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